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Hong Kong Regulators to Review Products – Standard

The review will focus on intermediaries’ policies, procedures, systems and controls, as well as oversight of the distribution of popular products


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The Hong Kong Monetary Authority will jointly review selected intermediaries. Photo: Wikimedia Commons.

 

Hong Kong’s Securities and Futures Commission and the Hong Kong Monetary Authority will jointly review non-exchange traded products, including equity-linked structured products and corporate bonds, The Standard reported.

The review will focus on selected intermediaries’ policies, procedures, systems and controls, as well as management oversight of the distribution of popular products such as equity-linked structured products and corporate bonds, as noted from a joint survey.

Read the full report: The Standard.

 

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George Russell

George Russell is a freelance writer and editor based in Hong Kong who has lived in Asia since 1996. His work has been published in the Financial Times, The Wall Street Journal, Bloomberg, New York Post, Variety, Forbes and the South China Morning Post.

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